ORIENTAL JOURNAL OF CHEMISTRY
An International Open Free Access, Peer Reviewed Research Journal
Spectroscopic and Chemometric Analysis of Illegally Manufactured Formulations of Selected Medicines SAFWAN M. OBEIDAT* and BAN AL-TAYYEM
Department of Chemistry, Yarmouk University, Irbid (Jordan).
*Corresponding author E-mail: [email protected]
(Received: May 14, 2012; Accepted: June 15, 2012)
ABSTRACT
In this study, three common drugs (Cipram®, Panadol extra ®, Xenical®) were investigated.
The study involved analyzing the above drugs using the portable NIR spectroscopy. Ten adulteratedtablets of each of the above drugs were tested along with ten genuine tablets and other tenplacebo tablets which represents another adulterated source for all drugs. ChemometricalAlgorithms like Principal Components Analysis (PCA) and Cluster Analysis (CA) were used toextract the useful information from the collected data. Differentiating among original and the counterfeitdrugs was successfully demonstrated with no chemical pretreatment. Identifying adulterationsource was also possible using the above algorithms. Key words: Potable NIRS, Counterfeit Drugs, PCA, CA. Medicines. INTRODUCTION
access to digital technology, etc…). Thecounterfeiting drugs can cause serious health
problems such as diseases, dissatisfaction and in
Organization (WHO) the problem of counterfeit
some cases they might cause death 2,3. On the other
medicines was first addressed at the international
side, the reputation and the profits of the
level in 1985 at the Conference of Experts on the
manufacturer are badly affected by adulterating a
Rational Use of Drugs in Nairobi. The WHO has
particular brand name. The Jordanian market as
identified counterfeit medicine as “the medicine
any drug market around the world is subjected to
which is deliberately fraudulently mislabeled, with
the drug adulteration problems. According to the
respect to its identity and/or source. This includes
Jordanian Food and Drug Administration (JFDA),
products with correct or wrong ingredients, without
several drugs are being adulterated. Many
active ingredients or with insufficient active
adulterated drugs are being captured in the
Jordanian market. These dr ugs are rangingbetween several categories (antidepressant, pain
relievers, inhibitors and others). The list of counterfeit
recently increased because of many reasons (i.e.
drugs in Jordan includes expensive drugs as well
financial gain, minimal penalties, demand, cheap
as shelf drugs such as common pain killers. The
OBEIDAT & TAYYEM., Orient. J. Chem., Vol. 28(2), 795-801 (2012)
current standard method of detecting the counterfeit
PortableNear-infrared (NIR) spectroscopy
drugs involves chromatographic techniques.
The Polychromix PHAZIR is the first of its
However, these methods suffer from several
kind handheld NIR material analyzer. The light
drawbacks. Most of the uncovering the adulteration
source is a tungsten lamp and the detector is a PbS
studies focused on both drugs Viagra and Cialis.
For this purpose XRD, Raman spectroscopy, NIR,FT-IR, DOSY 1HNMR and other analytical methods
Measurements and software
were reported in literature for detecting the illegally
manufactured drugs especially Viagra and Cialis 4-
placebo) for each drug were first measured by the
11. In this study Cipram®, Panadol extra®, Xenical®
portable NIRS. The scan covered the range (1000
will be investigated. Table 1 shows the active
to 2400) nm (about 8 nm increments). The spectrum
ingredient and indications for each drug.
of each tablet was an average of three scans. MATLAB 7.0.4. (MathWorks, MA, USA) with PLS
The aim of the current study is to obtain a
Toolbox 4.0 (Eigenvector Research, Inc, WA and
rapid and a reliable method for detecting illegally
USA) were used for the data processing and
formulated drugs using portable NIR with no sample
analysis. All recoded spectra were background and
preparation. The NIR is well known for its powerful
blank corrected. Hence, three separate data files
in providing too many details in the spectra.
were constructed correspond to the three studied
However, the new portable NIR instrument is less
drugs. Each file contains the NIR spectral data for
sensitive compared to the bench top NIR instrument.
all drug samples including (original, counterfeit and
To extract the maximum useful information from the
placebo). PCA and CA techniques were applied to
NIR data Principal Component Analysis (PCA) and
the above files. The goal of this step is to differentiate
Cluster Analysis (CA) were employed. Tracking the
among the spectra for the original and the counterfeit
adulteration source was also a major goal in his
study. For this purpose placebo samples were usedto simulate another adulterated drug in composition
Principle Component Analysis (PCA)
in the three studied drugs. The choice of placebo to
represent another adulterated drug is that most
recognition technique based on calculating the
adulterated drugs caught in Jordan were with no
eigenvectors in a data set. PCA uses orthogonal
active ingredients. Hence the composition of the
transformation to convert a number of measurements
adulterated drug could be very close in composition
for variables that might be correlated into a set of
linearly uncorrelated variables. In summary PCA
investigated in the same way as the rest of drug
that is used for finding similarities and differences
among the samples in a given data set. Usually, thefirst few PCs express the maximum variation within
EXPERIMENTAL
a dataset. The number of principal componentsequals to the number of variables. In PCA the score
Samples collection
plot is used to display similarities and differences
In this study counterfeit samples of Cipram,
among the objects in a data set. Samples that have
Panadol extra and Xenical (all in tablet form) were
similar composition and hence similar spectra will
studied. Ten counterfeit tablets from each drug above
form an independent cluster. The distances between
were donated by the Jordanian Food and Drug
the clusters in the PCA model reflect the degree of
Administration (JFDA). A similar number of the
original samples were donated or purchased fromthe exclusive importers in Jordan. Placebo tablets
Cluster Analysis (CA)
To understand the patterns exist in a given
Manufacturing (JPM) Company. Ten tablets of
data set and to identify similar samples the CA is
placebo were also used for each drug. All samples
used. Cluster analysis (CA) is a classification
including the adulterated, original and placebo were
technique that is used to classify the objects of a
data set into clusters. The distances (Hierarchical)
OBEIDAT & TAYYEM., Orient. J. Chem., Vol. 28(2), 795-801 (2012)
between the objects in the multidimensional space
Fig 2, displays the PCA score plot for the Cipram
are calculated. Objects of minimum distances
samples. The best view for the PCA plot was when
(largest similarity) are merged in a single cluster.
using the second and the third PCs. In Fig 2, three
This approach is repeated. The distances between
independent groups of samples (clusters) can be
all pairs of clusters are also calculated. The final
recognized. Each one of the three groups of
results including objects and clusters distances are
represented by a tree like diagram called
(counterfeit, original and placebo). In predicting
dendrogram. In the dendreogram, objects fall in one
PCA score plots, samples that form a cluster are
cluster are believed to have to same origin or have
believed to belong to the same origin. Moreover, as
it can be noticed in Fig 2 the object varianceobserved in the counterfeit samples is greater than
RESULTS AND DISCUSSION
that in the original and placebo clusters. This mightdue to the poor mixing process used by the
counterfeiters resulted in inhomogeneous drug
spectral fingerprint that identifies the brand of the
formulation. Figure 3, represents the PCA score plot
drug. Incorrect formulations containing foreign or
for the Xenical samples. Again, the best PCA plot
substitute ingredients can put the patient’s life under
was created using the first two PCs. In Fig 3, three
risk. The NIR spectra recorded for the Cipram,
separate clusters were also observed in this drug.
Panadol extra and Xenical (counterfeit, original and
Each cluster represents one form of the Xenical
placebo) were displayed. Fig 1 (A, B and C)
(original, counterfeit and placebo). The same results
represents the NIR spectra for the above drugs in
were obtained upon applying the PCA on the NIR
all cases, respectively. It is obvious that the eye
spectra of the Panadol extra (figure not shown).
balling for the spectra seems to be inefficient for
These results demonstrate the powerful of the NIR
differentiating original and counterfeit drugs. This
and PCA in detecting counterfeit drugs. Not only
might due to the low sensitivity of the spectrometer
that, but it also can differentiate counterfeit drugs
(only 100 wavelengths). Hence, to compare the
from different origins (placebo and counterfeit). For
entire spectra chemometrical techniques (PCA, CA)
further investigations, cluster analysis such as K-
were used to detect fine differences in the spectra.
nearest neighbor (KNN) was also used. In KNN
In PCA case the first few PCs were used because
distances among all samples are calculated. The
they carry the maximum variation in all data sets.
KNN dendrograms obtained for the Cipram is
Therefore, a PCA model was created for each drug.
illustrated in Fig 4. As it can be seen in this figure,
Fig. 1(A): NIR spectra obtained for Xeincal (counterfeit, original and placebo)
OBEIDAT & TAYYEM., Orient. J. Chem., Vol. 28(2), 795-801 (2012) Fig. 1(B): NIR spectra obtained for Cipram (counterfeit, original and placebo) Fig. 1(C): NIR spectra obtained for Panadol Extra (counterfeit, original and placebo) Fig. 2: PCA score plot for the Cipram samples Fig. 3: PCA score plot for the Xenical samples
OBEIDAT & TAYYEM., Orient. J. Chem., Vol. 28(2), 795-801 (2012) Fig. 4: The dendrogram for the NIR spectral data recorded for all Cipram samples Fig. 5: The dendrogram for the NIR spectral data recorded for all Panadol extra samples Table 1: Some details about the studied medications in the current work Medication Indication Producer Ingredient
OBEIDAT & TAYYEM., Orient. J. Chem., Vol. 28(2), 795-801 (2012)
three separate groups in the dendrograms were
CONCLUSION
recognized. Each group contains the samples ofone form of the drug (original, counterfeit and
placebo). Similar results were obtained upon
in this paper for detecting counterfeit drugs. The
applying the KNN in case of both Panadol extra
tested drugs were Cipram, Xenical and Panaol extra.
(Fig 5) and Xenical (figure not shown). As indicated
The detection of counterfeit drugs was successfully
in the dendrogams the distinguished groups are
achieved by applying PCA and KNN to the collected
the counterfeit, original and placebo with no
NIR data for all drugs. Were in both cases (PCA and
interference between samples. Once more, the
KNN) three independent groups or clusters were
current technique using the portable NIR and PCA
clearly identified for each drug. These clusters
or KNN could differentiate among original and
correspond for the original, counterfeit and placebo
counterfeit tablets efficiently from different
samples in each medicine. The placebo samples
were used in this study to simulate anotheradulteration source. This result suggests a methodfor tracking illegally formulated by source ispossible. REFERENCES
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