REVIEW (BASIC SCIENCE FOR THE CLINICIAN)
Emerging Therapies in Narcolepsy-Cataplexy
Emmanuel Mignot, MD, PhD1,2; Seiji Nishino, MD, PhD2
1Howard Hughes Medical Research Institute, Stanford University School of Medicine, Stanford, CA; 2Stanford Center for Narcolepsy Stanford Univer-sity School of Medicine, Stanford, CAAbstract: In the past, narcolepsy was primarily treated using amphet-
not target hypocretin, a major neurotransmitter involved in the pathophysi-
amine-like stimulants and tricyclic antidepressants. Newer and novel
ology of narcolepsy. In this review, we discuss emerging therapies in the
agents, such as the wake-promoting compound modafinil and more se-
area of narcolepsy. These include novel antidepressant or anticataplectic,
lective reuptake inhibitors targeting the adrenergic, dopaminergic, and/or
wake-promoting, and hypnotic compounds. We also report on novel strat-
serotoninergic reuptake sites (ie, venlafaxine, atomoxetine) are better-tol-
egies designed to compensate for hypocretin deficiency and on the use of
erated available alternatives. The development of these agents, together
immunosupression at the time of narcolepsy onset.
with sodium oxybate (a slow-wave sleep-enhancing agent that consoli-
Key Words: Treatment, narcolepsy, cataplexy
dates nocturnal sleep, reduces cataplexy, and improves sleepiness), has
Citation: Mignot E; Nishino S. Emerging therapies in narcolepsy-cata-
led to improved functioning and quality of life for many patients with the
plexy. SLEEP 2005;28(6):754-763.
disorder. However, these treatments are all symptomatically based and do
INTRODUCTION
stimulant structurally distinct of catecholamines, has no effect on granular DA storage and primarily blocks DA reuptake.8-11 Activa-
CURRENTLY AVAILABLE TREATMENTS FOR HUMAN
tion of DA transmission after methylphenidate is thus dependent
NARCOLEPSY ACT SYMPTOMATICALLY AND DO NOT
of the underlying DA activity (ie, no increase in DA transmission
TARGET THE HYPOCRETIN (OREXIN) NEUROPEPTIDE
in the absence of firing).9,11 Other effects may be involved, for ex-
SYSTEM, the primary neurotransmitter system involved in the
ample stimulation of adrenergic transmission (Table 1). In canine
cause of narcolepsy-cataplexy. In the last few years, however,
narcolepsy, selective DA reuptake inhibitors such as GBR12909
much has been learned regarding the mode of action of currently
(vanoxerine) have strong wake-promoting effects but no impact
available agents in the treatment of narcolepsy, thanks mostly to
on cataplexy.12 Modafinil, a recently developed wake-promoting
pharmacologic studies in a canine model of the disorder (see for
compound with lower abuse potential and probably fewer car-
review1). This well-characterized model, studied for more than 20
diovascular effects13,14 has similar effects in canine6,15 and mice
years,1 has hypocretin receptor-2 (hcrtr-2) mutations2 or sporadic
narcolepsy.16 It has a debated mode of action but is also likely to
hypocretin deficiency.3 More recently, similar pharmacologic ex-
periments are being conducted in murine models of narcolepsy
The mode of action of anticataplectic antidepressants has also
genetically engineered to lack the hypocretin gene4 or the hypo-
been studied in animal models of narcolepsy. These compounds
reduce cataplexy in both the murine (evaluated as rapid eye move-
Amphetamine-like stimulants are primarily believed to improve
ment-like transitions from wake19) and the canine model. 1,12,20,21 In
sleepiness via presynaptic stimulation of dopaminergic transmis-
canine, reduction is mediated by the inhibition of adrenergic and,
sion.6-8 For amphetamine, these effects are mediated through the
to a lesser extent, serotonergic (5-HT) reuptake.12,20 Differently
inhibition of the vesicular monoamine transporter (VMAT), an ef-
from DA reuptake inhibitors, however, pure adrenergic and 5-HT
fect resulting in the emptying of vesicular dopamine (DA) stores
reuptake inhibitors have only modest wake-promoting effects in
in the cytoplasm, and reverse efflux of DA through the dopamine
animals.1,6 Novel anticataplectic reuptake inhibitors available in
reuptake site (also called the DA transporter, DAT).8-10 This effect
humans include compounds with adrenergic (eg, atomoxetine) or
produces a net increase in DA release and an associated reduction of
dual adrenergic/serotoninergic (eg, venlafaxine) reuptake prop-
presynaptic DA stores. Methylphenidate, another commonly used
erties that do not have anticholinergic or alpha-adrenergic ef-fects.13,21 Sodium oxybate (GHB), the most recent addition to our thera-
Disclosure Statement
peutic arsenal in narcolepsy (see reference 22), is currently indi-
Dr. Mignot is a consultant and stockowner of Hypnion, Inc., a company de-
cated for cataplexy. It also reduces daytime sleepiness and has
veloping hypnotics and stimulants; and occasionally speaks on narcolepsy
an effect on disturbed nocturnal sleep.22-25 The mode of action of
at engagements supported by Orphan Medical. Dr. Nishino has received
GHB is debated and may involve stimulation of GABA-B recep-
research support from The Robert Wood Johnson Pharmaceutical Research
tors and possibly other GHB-specific receptors.22,26 Interestingly,
Institute and Cortex Pharmaceuticals, Inc.
GHB has strong effects on DA transmission (probably mediated via GABA-B receptors on DA cells), acutely reducing cell firing,
Submitted for publication January 2005
but with an uncoupling of DA synthesis, thereby resulting in in-
Accepted for publication February 2005
creased DA store in animals.27 Whether or not a reduction of DA
Address correspondence to: Emmanuel Mignot; [email protected].
transmission is important for sleep induction and the subsequent
Stanford University Center For Narcolepsy, 701 Welch Road B, Basement,
increased DA store is important for daytime vigilance has been
Room 145, Palo Alto CA 94304-5742; Tel: (650) 725-6517; Fax: (650)725-
speculated.22 The compound has been shown to be efficacious in
narcolepsy but, like amphetamine-like stimulants, is also abused
Novel Narcolepsy Therapies—Mignot and Nishino
Table 1—Currently Available Narcolepsy Treatments and Their Pharmacologic Properties Compound Pharmacologic Properties
Increases monoamine release (DA>NE>>5-HT). Primary effects due to reverse efflux of DA through the DAT. Inhibi-
tion of monoamine storage through the VMAT and other effects occur at higher doses. The D-isomer is more specific
for DA transmission and is a better stimulant compound. Some effects on cataplexy (especially for the L-isomer) sec-
ondary to adrenergic effects occur at higher doses. Available as racemic mixture or pure D-isomer; various time-release
Profile similar to amphetamine but more lipophilic with increased central penetration.
Blocks monoamine (DA>NE>>5-HT) uptake. No effect on reverse efflux or on VMAT. Short half-life. Available as
racemic mixture or as pure D-isomer and in various time-release formulations.
DA uptake inhibition. Low potency. Rarely used due to occasional hepatotoxicity.
MAO B inhibitor with in vivo conversion into L-amphetamine and L-methamphetamine.
Mode of action debated but probably involves relative selec tive DA reuptake inhibition. Fewer peripheral side ef-
fects. Low-potency compound. Available as a racemic mixture. Little if any addictive potential but less efficacious than
amphetamine or methyphenidate. The R-isomer has a longer half-life and is in development.
Anticataplectic compoundsProtryptiline
Tricyclic antidepressant. Monoaminergic uptake blocker (NE>5-HT>DA). Anticholinergic effects; all antidepressants
have immediate effects on cataplexy, but abrupt cessation of treatment can induce very severe rebound in cataplexy
Tricyclic antidepressant. Monoaminergic uptake blocker (NE=5-HT>DA). Anticholinergic effects. Desipramine is an
Tricyclic antidepressant. Monoaminergic uptake blocker NE>>5-HT>DA). Anticholinergic effects.
Tricyclic antidepressant. Monoaminergic uptake blocker (5-HT>NE>>DA). Anticholinergic effects. Desmethylclomip-
ramine (NE>>5-HT>DA) is an active metabolite. No specificity in vivo.
Dual serotonin and adrenergic reuptake blocker (5-HT≥NE): very effective but some nausea. May have less sexual
side effects than other antidepressants. Slightly stimulant, short half-life, extended-release formulation preferred.
Specific adrenergic reuptake blocker (NE) normally indicated for attention-deficit/hyperactivity disorder. Slightly
stimulant, short half-life, and reduces appetite.
Specific serotonin uptake blocker (5-HT>>NE=DA). Active metabolite norfluoxetine has more adrenergic effects. High
therapeutic doses are often needed. OtherSodium Oxybate* (GHB) May act via GABA-B or specific GHB receptors. Reduces DA release. Need binightly dosing with immediate effects
on disturbed nocturnal sleep; therapeutic effects on cataplexy and daytime sleepiness often delayed.
DA refers to dopamine; NE, norepinephrine; 5-HT, serotonin; DAT, dopamine transporter; MAO, monoamine oxidase; VMAT, vesicular mono-amine transporter. *Recent compounds that can be considered as first-intention treatments in narcolepsy-cataplexy, considering their benefit and side-effect profiles when compared to other older medications.
and inexpensive, but recent alternatives such as sodium oxybate/
At a recent meeting of the National Institute of Health entitled
GHB, modafinil, and novel reuptake inhibitors (Table 1) should
“Frontiers of Knowledge in Sleep & Sleep Disorders: Opportuni-
be more frequently considered. Thanks to the recent progress and
ties for Improving Health and Quality of Life,” one key recom-
renewed interest in this area, novel therapies are also emerging,
mendation pertained to the education of physicians on the use of
novel antidepressants and stimulants in the treatment of narcolep-sy (http://www.nhlbi.nih.gov/ meetings/slp_front.htm). Indeed,
NOVEL ADRENERGIC, SEROTONINERGIC, AND DOPAMINERGIC
old tricyclic antidepressants, such as clomipramine or protrypti-
REUPTAKE BLOCKERS
line, together with amphetamines or methylphenidate are still too
The current success of modafinil, with its recently extended
often used as first line treatments.13 These therapies are effective
indications to shift work sleep disorder and residual sleepiness in
Novel Narcolepsy Therapies—Mignot and Nishino
Table 2—Future Potential Narcolepsy Treatments and Their Pharmacologic Properties Treatment Types Advantages and Limitations Non-hypocretin–based therapiesNovel monoaminergic
Inhibitors of DA reuptake likely to be mild stimulants; inhibitors of adrenergic reuptake likely to be anticataplectic
reuptake inhibitors agents. Possibly targeting multiple reuptake sites; may be developed in the context of depression, wake-promotion,
attention-deficit/hyperactivity disorder treatments or as therapies for cocaine or stimulant abuse
The efficacy of sodium oxybate (GHB) suggests that other hypnotics with SWS effect could have similar effects; pos-
sible agents in this class could include novel GABA-B ago nists, GABA-A subtype specific compounds such as gabox-
adol, longer-acting GBH analogues, and GABA reuptake inhibitors such as tiagabine or others.
Autoreceptor of histaminergic neurons; will stimulate histaminergic transmission; effective on sleepiness and cataplexy
in animals models; Effects in humans still uncertain, but multiple compounds available preclinically or in early human
Typically peptide analogues; effective in animal models but very high dose required; some compounds failed human
trials on depression; limited activity for this area in the pharmaceutical industry
Hypocretin-Based TherapyHypocretin-1 itself
Disappointing effects after intravenous, intracisternal, and intranasal administration to date, but extremely high doses
could still be effective; would likely be effective if could be delivered intracerebroventricularly.
Similarly to TRH analogues, could be effective at very high dose. Hypocretin is a larger peptide, and derivatives are
unlikely to cross the blood-brain barrier sufficiently and will probably be unstable in vivo.
Best possible hope, especially if targeting the hcrtr2 receptor; with central penetration; impossible to predict success to
date; peptide receptor agonists are often difficult if not impossible to make.
May one day provide a cure; results to date in other diseases are disappointing because of potential graft rejection, low
survival rate of implant, and lack of supply for graft availability. This last problem could be solved on a long-term
basis through stem cell technology, likely to be more than 10 years away.
Promising in the future but need appropriate vector; potentially dangerous side effects; could be combined with cell-
Ineffective in 1 human and 1 canine case; unlikely to be useful.
May be effective in decreasing symptoms but only if used before a year or so after onset; reported effects are still
subjective and not confirmed through placebo-controlled trials; gener ally safe but occasionally life-threatening side
Similar to IV Ig but less available data; more invasive than IVIg.
DA refers to dopamine; SWS, slow-wave sleep; NE, norepinephrine, 5-HT, serotonin; H3, histamine receptor 3; TRH, thyrotropin-releasing hor-mone; IVIg, intravenous immunoglobulins.
sleep apnea,13 together with the expanding use of stimulants for at-
A traditional problem with dopaminergic stimulants is their
tention-deficit/hyperactivity disorders and the continued need for
addiction potential. Cocaine, amphetamine, and methylphenidate
novel treatments for resistant depression, have fueled the growth
have addiction potential, and all modulate DA release (amphet-
of new products in this area. R-(-)-modafinil, the longer acting
amine) and/or reuptake (methylphenidate, cocaine).9,11 Interest-
isomer of the currently available racemic modafinil mixture28 is
ingly however, not all DA reuptake inhibitors have a similar ad-
currently being evaluated in narcolepsy and sleep apnea. The half-
diction potential.11 Mazindol, a high-affinity DAT inhibitor, for
life of R-(-)-modafinil is approximately 3 times longer than that
example, is only moderately addictive. Current hypotheses for
of S-(+)-modafinil in humans. This variation will slightly increase
explaining these differences involve a combination of factors
the half-life of the product, facilitating a potential once-per-day
rather than a single property. These include pharmacokinetic dif-
administration. A number of companies have also developed im-
ferences (rapid brain penetration and onset of action, high po-
proved delivery formulations and single isomer preparations for
tency, and solubility allowing the possibility of intravenous recre-
typical stimulants such as methylphenidate and amphetamines
ational use) and possibly combined effects on other monoamines
(for example, 5-HT plus DA effects may change addiction po-
Novel Narcolepsy Therapies—Mignot and Nishino
tential).11,29 Differential effects on DA transmission (VMAT plus
be critical to its addictive potential. Novel GABA-B agonists or
DAT inhibition for amphetamine; differential effects on basal ver-
modulators may also be of interest (development is limited by
sus stimulated DA release with some drugs) and distinct binding
epileptogenic properties at high doses), but longer-acting GABA-
sites on the DAT protein itself may also be involved.11,29,30 In this
B agonists, such as baclofen, are already available but have not
direction, federal agencies and companies have been engaged in
been systematically evaluated in human narcolepsy.
the identification of DAT inhibitors that may not have strong (or
At the pharmacologic level, GHB is unique as a strong hypnot-
any) addiction potential. These would be used to reduce exposure
ic because of its ability to increase slow-wave sleep (SWS).25 We
to more dangerous stimulants, a strategy akin to that taken by the
have hypothesized that a core abnormality in hypocretin deficien-
methadone program for opiate abusers. In this direction, DA reup-
cy is the inability of patients to counteract even small amounts of
take inhibitors with known stimulant effects, such as GBR12909
sleep debt.38 Whether the SWS-enhancing property of GHB, and
(vanoxerine), amineptine, or NS2359 (combined monoamine
the resulting decrease in homeostatic sleep debt, is needed for the
reuptake blocker), have been explored as a preventive treatment
beneficial effect of the compound on the various symptoms of
for cocaine abusers31,32 or in the treatment of amphetamine with-
narcolepsy is tantalizing.22 This question will only be answered
drawal33 and may become available for other indications (Table
when other compounds with similar SWS-enhancing profiles, but
2). A difficulty in this area remains the determination of what is
distinct molecular modes of action, will be available. Currently
abuse (eg, drug seeking and withdrawal symptoms) or misuse
studied or available GABAergic hypnotics with SWS-enhancing
(eg, occasional use to counteract recreational sleep deprivation
properties include gaboxadol, a GABAergic modulator with pref-
or to increase productivity). Other DA reuptake inhibitors such
erential effects on extrasynaptic GABAergic receptors contain-
as amineptine (DAT inhibitor) and nomifensine (a dual DAT and
ing the delta and alpha-4/5 subunits,39 and tiagabine, a GABA
adrenergic reuptake inhibitor) have been available in the past in
reuptake inhibitor.40 The existence of numerous other potential
Europe, only to be eventually withdrawn because of misuse or
receptors antagonists, H autoreceptor agonists, and ion channel
A similar trend is also being seen in the area of antidepressant
blockers, together with the renewed interest of the pharmacologic
therapies where novel single, dual (duloxetine, milnacipram),34
sector in hypnotic therapies may also be beneficial to narcoleptic
and even triple (DA, 5-HT, and adrenergic eg, DOV 216,303,
patients (see reference 41). Of note, ritanserin, a 5-HT receptor
NS 2359)35 monoaminergic reuptake inhibitors are being studied.
antagonist, has been reported to have beneficial effects on dis-
These compounds may be of interest as modulators of both cata-
turbed nocturnal sleep in narcoleptic patients.42
plexy and sleepiness but are not novel in terms of mode of action (Table 2). Many may never be finally developed due to side ef-
HISTAMINE AGONISTS AND ANTAGONISTS
fects, abuse potential, or other considerations. It is also likely that
Like adrenergic and serotonergic cells, histaminergic cells sig-
combination therapies with monoamine-selective inhibitors will
nificantly decrease activity during non-rapid eye movement and
often remain easier to titrate to control sleepiness and cataplexy
rapid eye movement sleep.43 The sedative effects of H -receptor
antagonists illustrate the importance of histamine in sleep regula-tion. The pioneering work of Lin and colleagues on the tuber-
NOVEL HYPNOTICS WITH POTENTIAL ENHANCING EFFECTS ON
omammillary nucleus also indicate a major role for this system.44
SLOW-WAVE SLEEP
Hypocretin neurons have strong projections and excitatory
Another area of potential interest may be the use of novel seda-
effects on histamine transmission, an effect mediated by hcrtr2,
tive hypnotics in narcolepsy-cataplexy (table 2). Disturbed noc-
the receptor mutated in canine narcolepsy.2 The effects of hypo-
turnal sleep is a common and disabling symptom in narcolepsy. In
cretin on alertness after intracerebroventricular (ICV) injections
the past, insomnia was treated using benzodiazepine-based hyp-
are diminished or abolished when histaminergic transmission is
notics or other sedatives. These compounds are typically effective
blocked,45 suggesting the importance of the downstream effects
for insomnia but have little, if any, effects on daytime symptoms
of hypocretin on this neurotransmitter system in mediating wake
of narcolepsy. In contrast, GHB has proven to be remarkably ef-
promotion. We and others have also found that human narcolepsy,
ficacious in the treatment of multiple symptoms of narcolepsy:
and possibly idiopathic hypersomnia, is associated with decreased
sleepiness, cataplexy, and disturbed nocturnal sleep.22-25 As dis-
histamine in cerebrospinal fluid (CSF).46,47 The rationale for in-
cussed above, the mode of action of GHB is debated but likely
creasing histaminergic tone to treat narcolepsy and hypersomnia
involves effects on GABA-B and possibly effects on less well-
is thus strong from the pathophysiologic perspective.
characterized GHB receptors.22,26,27 A problem in its current for-
The use of H -receptor agonists, though logically plausible,
mulation is the short half-life of the compound. The development
is made impossible by the lack of available centrally penetrat-
of longer-acting GHB formulations or derivatives is ongoing.
ing compounds and intolerable peripheral side effects. Current
The short half-life is indeed an inconvenience but may improve
pharmaceutical industry interest is therefore mostly focused on
safety and could be advantageous in avoiding residual sedation.
the H receptor (Table 2), a receptor known to be, among other
It is also possible that the short half-life is important in prevent-
actions, an autoreceptor located on brain histaminergic cell bod-
ing the development of tolerance and addiction. GHB addiction
ies.48 Stimulation of this receptor is sedating, while antagonism
is not a problem in narcolepsy, and withdrawal symptoms are
promotes wakefulness (or reduces SWS) in rodents and dogs.49,50
not observed upon abrupt cessation.36 In contrast, GHB abusers
Experiments in narcoleptic canines have found anticataplectic and
experience withdrawal symptoms when stopping but are typi-
wake-promoting effects for some H antagonists and inverse ago-
cally round-the-clock, high-dose GHB users, often also abusing
nists.49 Preliminary results in orexin/ataxin-3 narcoleptic mice, in
multiple drugs.37 Twenty-four–hour exposure to GHB may thus
which hypocretin-producing neurons are ablated,5 indicate that
Novel Narcolepsy Therapies—Mignot and Nishino
these mice are more sensitive to an H antagonist in promoting
ined by John et al66 and Fujiki et al.67 In 2002, John et al found
wakefulness.51 A significant number of pharmaceutical compa-
that hypocretin-1, when injected at the low dose of 3 µg/kg IV,
nies are currently developing or clinically exploring the use of
was wake-promoting and able to reverse cataplexy in hrctr-2
H antagonists or H inverse agonists to promote wakefulness and
mutated Dobermans, while the IV administration of 4 µg/kg sig-
cognition for various indications. Whether the promising results
nificantly worsened cataplexy.66 This result was surprising from
in animal models will also extend to humans, and whether these
a pathophysiologic point of view, and, indeed, we found that, in
compounds will have enough efficacy, remains to be established.
our narcoleptic hcrtr2-mutated canines, a similar dose was inef-fective in producing wakefulness, even when bolus ICV injec-
THYROTROPIN-RELEASING HORMONE AGONISTS AND OTHER
tions were employed.67 Similar IV-injected doses per kilogram
were also barely wake-promoting in normal dogs with functional receptors.67 Significantly higher doses were later injected through
The use of thyrotropin-releasing hormone (TRH) direct or indi-
both IV (for cataplexy and sleep) and ICV (for cataplexy) routes
rect agonists may also be potentially interesting (Table 2).52 TRH
without significant effect (up to 24 µg/kg IV or 120 nmoles ICV)
is a small peptide of 3 amino acids, which penetrates the blood-
in hcrtr2-mutated dogs,67 in disagreement with John’s study.
brain barrier at very high doses. Small peptide derivatives with
A better model to assess the effects of hypocretin on narcolep-
agonistic properties and increased blood-brain barrier penetration
sy may be to use hypocretin-deficient animals (rather than hcrtr2-
(eg, CG3703, CG3509, or TA0910) have been developed,52,53 a
mutated animals). In orexin/ataxin-3 narcoleptic mice, ICV hypo-
success facilitated by the small nature of the parent TRH pep-
cretin-1 (3 nmoles) can almost completely suppress episodes of
tide. TRH (at the high dose of several mg/kg) and TRH agonists
behavioral arrests (cataplexy-like episodes) and reverse sleep
increase alertness and have been shown to be wake promoting
fragmentation and sleep-onset rapid eye movement sleep periods
and anticataplectic in the narcoleptic canine model.52 TRH has
in this model.68 These experiments strongly suggest that if deliv-
excitatory effects on motoneurons54 and enhances both DA and
ered to the right location, hypocretin-1 may prove to be a viable
adrenergic neurotransmission,55,56 properties that could contribute
treatment in narcolepsy. In 2 hypocretin ligand-deficient canines
to its wake-promoting and anticataplectic effects. Interestingly,
(a close model of human narcolepsy), we administered high doses
recent studies suggest that TRH may promote wakefulness by
of IV hypocretin-1 (96-384 µg/kg) and found limited effects on
directly interacting with thalamocortical networks. Indeed, TRH
cataplexy:67,69 indeed, at best, we found that the 196- to 384-µg/kg
itself and TRH receptor type 2 are abundant in the reticular tha-
doses decreased cataplexy, but for less than 15 minutes.47 Whether
lamic nucleus,57 and local thalamic application of TRH abolishes
this transient effect is a reflection of side effects rather than genu-
spindle wave activity.58 In slices, TRH depolarizes thalamocorti-
ine therapeutic relief due to centrally penetrating hypocretin-1 is
cal and reticular/perigeniculate neurons by inhibiting a leak K+
unknown. We also examined blood and CSF hypocretin-1 levels
conductance.58 Unfortunately, however, human clinical studies at
after IV administration and found extremely high concentrations
low doses in depression have shown limited efficacy and only
in the blood (up to 10 million pg/mL in blood after 384 µg/kg
moderate subjective alerting effects;53,59,60 whether better com-
IV) with minimal and variable increases in CSF hypocretin-1 lev-
pounds can or will be developed is unknown. Other possibly in-
els (plus 400 pg/mL after 384 µg/kg IV; with exclusion of CSF
teresting development directions could involve inhibitors of the
samples containing blood).67 These results indicate that the blood-
TRH-degrading enzyme, a relatively specific metallopeptidase.61
brain barrier is, in fact, quite impermeable to hypocretin-1 (unless
Other experimental targets for wake promotion could also
it is locally broken, for example with the insertion of a dialysis
involve novel neuropeptide systems and protein targets such as
probe). Peripherally administered hypocretins are thus not likely
circadian clock proteins or kinases, novel ion channels, proki-
to be effective in the treatment of narcolepsy, unless administered
neticin,62 or the recently described wake-promoting neuropeptide
at much higher doses. The effects of even higher doses, similar to
those found to be active for TRH (500 µg/kg to several mg/kg) in the canine model,65 however, still need to be tested, as no signifi-
HYPOCRETIN PEPTIDE SUPPLEMENTATION: INTRAVENOUS, IN-
cant peripheral side effects have been noted.
TRANASAL, INTRACISTERNAL, AND ICV EFFECTS
Another possible path towards delivering hypocretin-1 to the
The gold standard for narcolepsy treatment will one day like-
brain may be intranasal delivery.70,71 Some investigators have re-
ly be hypocretin replacement therapy. This could be achieved
ported CNS penetration for selected peptides and increased CSF
through the delivery of hypocretin peptides themselves, the use
levels in humans after intranasal administration, suggesting direct
of prodrugs or agonists, or the use of genetic engineering or cell-
penetration from the nose to the brain.71 In mice, we found that af-
replacement therapies (Table 2). Unlike the very small TRH mol-
ter intranasal 125I-hypocretin-1 administration (5 nmol), high lev-
ecule, hypocretin-1 and hypocretin-2 are peptides of medium size,
els of putative labeled hypocretin-1 (10-1000 nmol) were found
in multiple brain regions.70 In addition to delivery to the brain, in-
Early experiments using radio-labeled hypocretin peptides
tranasal hypocretin-1 also resulted in delivery to the spinal cord,
have suggested that the peptide may cross the blood-brain bar-
with a decreasing gradient from cervical (96 nmol) to lumbar (3
rier by passive diffusion.64 Hypocretin-1 has been found to be
nmol) regions. However, a preliminary observation did not allow
more stable than hypocretin-2 in both the blood and the CSF,64,65
us to observe significant changes in locomotion in either control
a property that likely explains why hypocretin-1 is more active
or narcoleptic mice after intranasal administration (J. Zeitzer,
than hypocretin-2 after ICV injection. Subsequent pharmacologic
Ph.D., personal oral communication). Experiments in humans are
experiments have therefore generally employed hypocretin-1.
needed to further test this hypothesis.
The effects of intravenous (IV) and ICV administration of
The finding that ICV administration was efficacious in rodents
hypocretin-1 in hcrtr2-mutated canine narcolepsy has been exam-
led us to implant a Medtronic pump in a 3 year-old hypocretin
Novel Narcolepsy Therapies—Mignot and Nishino
deficient Weimaraner with a connection to the cisterna magna.69
DA neurons of fetal mesencephalon grafts is only 5% to 10%.79
These pumps are commonly used to continuously administer
This low survival rate suggests that it may be impossible to gath-
analgesic (eg, opioids for pain) or spasmolytic (eg, baclofen for
er enough material from cadaver donors to achieve the required
spasticity) compounds, and timing of the administration can be
number of functioning cells. To solve the problem of supply, ef-
controlled remotely. It was our hope that hypocretin-1 would
ficient cell-sorting or selection methods for hypocretin-contain-
backflow through the foramina of Luschka into the ICV system,
ing cells may need to be developed. A similar problem has also
and that, if successful, a similar device could be implemented in
been encountered in the field of type I diabetes, where intraportal
humans through catheterization of the lumbar sac. Unfortunately,
islet-cell transplantation has been found to be effective, but donor
these experiments were not successful, even when up to 1200
material is scarce, and long-term benefits are still unclear.80,81
nmol of hypocretin-1 (150 µg/kg) were injected, suggesting the
The possibility of immune reactions to the grafted hypocretin
impracticality of this approach. A possibility may be that hypo-
cells may be another concern, particularly if an autoimmune pro-
cretin receptors are downregulated after long periods of hypocre-
cess indeed causes hypocretin deficiency in humans. A similar
tin deficiency and therefore could not stimulated by the perfused
problem is emerging in the area of islet-cell transplantation.80,81
hypocretin-1. This is however less likely, since neither hcrtr1 nor
The long-term solution for these problems may therefore be the
hcrtr2 mRNA have been found to be significantly decreased in
genetic engineering of cells delivering hypocretins, either using
hypocretin-deficient human brains (M. Honda, unpublished re-
stem-cell technology or genetically modified transplanted cells.
sults using human cDNA arrays in postmortem human narcolepsy
In this area, like in others, narcolepsy is likely to benefit from
brains). We are planning to pursue this experimental approach
parallel advances in other areas of medicine.
with the direct lateral ventricle infusion of hypocretin-1 in hypo-cretin-deficient dogs. HYPOCRETIN PEPTIDE ANALOGUES
An obvious solution considering the lack of central nervous
HYPOCRETIN GENE THERAPY AND HYPOCRETIN CELL TRANS-
system penetration of exogenous hypocretin peptides may be to
PLANTATION
develop centrally acting hypocretin agonists. The molecular size
Another possible experimental approach involves induction
and innate water solubility of compounds are some of the impor-
of endogenous hypocretins, which could involve gene therapy
tant issues to consider when attempting to deliver peptides effec-
or hypocretin cell replacement therapy. Meieda et al, using mice
tively into the brain parenchyma.82 The fact that most of the nar-
nonspecifically overexpressing the hypocretin gene in the cen-
colepsy phenotype is recapitulated by hcrtr2-deficient animals2,19
tral nervous system (with a beta-actin/cytomegalovirus hybrid
suggests that hcrtr2- rather than hcrtr1-targeted agonists may be
promoter), found that crossing these mice with orexin/ataxin-3
most appropriate. Hypocretin-2, a peptide with higher hcrtr2 ver-
narcoleptic mice could rescue the phenotype of narcolepsy (both
sus hcrtr1 affinity, may be a useful starting point, but it has a very
sleep abnormalities and behavioral arrests).68 It is therefore theo-
short biologic half-live;64,65 more-stable molecular entities will be
retically possible that viral delivery of a transgene (or indirect de-
livery via cells carrying such a transgene but entering the central
The modification of the native peptide or the design of pre-
nervous system) resulting in the expression of hypocretin could
cursor molecules (ie, prodrug) may potentially overcome these
be effective (despite the lack of proper anatomic distribution or
hurdles.83 Substitution scans, truncated peptide analysis, and
cross-species comparisons indicate that the C-terminal amide
Closer on the horizon may be the use of cell transplantation.
portion of both hypocretin peptides, most notably the last 8 amino
Transplanted cells are likely to keep their regulatory mechanisms
acids (a region of high homology between hypocretin-1 and 2)
intact. Transplantation of fetal hypothalamic tissue has, for exam-
is most critical.84,85 Selected identified peptide substitutions have
ple, been shown to rescue circadian abnormalities in suprachias-
also been found to have increased selectivity toward hcrtr1 and
matic nuclei-lesioned or clock-mutated animals.72,73 In Parkinson
hcrtr2.84,85 Unfortunately, none of the provided structures is small
disease, a large number of animal studies have indicated feasibility
enough to be a likely viable drug. However, further study of these
of cell transplantation, while clinical studies have shown variable
modified peptides at very high doses, together with further struc-
effects (see reference 74). In a preliminary study, Arias-Carrión et
tural improvement to increase stability and central penetration,
al75 recently found that the transplantation of neonatal rat hypo-
thalami into the brainstem of adult rats might result in the devel-opment of stable grafts containing hypocretin neurons. Survival
HYPOCRETIN-RECEPTOR AGONISTS
of the grafts was poor, however, and whether these grafts will
Direct agonists with adequate pharmacokinetic properties
restore function and project to their normal targets is unknown.
would be ideal therapies. For most G-protein coupled receptor
Additional work is needed to further validate this approach in ani-
(GPCR) systems, it is however typically more difficult to identify
agonists than antagonists. Indeed, agonists must not only bind the
In humans, it is estimated that about 70,000 hypocretin neurons
receptor, but must also interact tightly at the molecular level to
exist in the brain and that narcolepsy is associated with a 85% to
stimulate secondary messenger systems. This may be even more
100% loss.76,77 Although the number of restored neurons needed
dificult for peptide-receptor systems, considering the size of the
to rescue the narcolepsy phenotype is unknown, narcolepsy typi-
ligand and the potential complexity of the associated molecular
cally presents when CSF hypocretin-1 levels are below 30% of
interactions. In spite of these difficulties, a dozen nonpeptide
control values.78 It is thus likely that a minimum of 10% of the
agonists for GPCR peptide receptors, including the urotensin-II
normal cell population may be required to have a clinical effect.
receptor (GPR14),86 opioid receptor-like (ORL1) receptor,87 and
In models of Parkison disease, however, the survival rate of
galanin receptor88 are currently under development.
Novel Narcolepsy Therapies—Mignot and Nishino
Several companies have succeeded in identifying small mo-
study98 indicated persistence of low CSF hypocretin-1 levels, al-
lecular hypocretin-receptor antagonists,89-92 with both hcrtr1 and
though in 1 case a possible small increase (from undetectable to
hcrtr2 selectivity. These molecules are active in vitro and in vivo,
79 pg/mL) was noted. Whether a small improvement in hypocre-
but it is still too early to predict whether some of these compounds
tin deficiency, without increasing CSF hypocretin-1 levels above
have the appropriate characteristics to become viable drugs. It is
the limit of detection was present, will have to be addressed by
also unclear if these drugs will have acceptable side-effect profiles
improving sensitivity of the reported measurements. Similarly,
and whether a proper indication will be found within or outside
reports by Zuberi99 indicated more improvement in subjective
the sleep disorder market. Whether nonpeptide hypocretin-recep-
sleepiness than in cataplexy. Finally, while Multiple Sleep La-
tor agonists can or will be identified and successfully developed
tency Test and Maintenance Wakefulness Test evaluations in the
Dauvillier’s study indicated a nonstatistically significant im-provement in sleep latency in 2 cases, the phenotype persisted.98
IMMUNOMODULATION AS A PREVENTIVE TREATMENT FOR NAR-
Indeed, sleep-onset rapid eye movement periods were still ob-
served in all situations. To confirm these results, proper double-blind, placebo-controlled trials will be needed. This will require
The combined observation of hypocretin cell loss76,77 and HLA
close coordination of research and clinical resources in our field,
association93 suggests an autoimmune basis for narcolepsy. If this
as reports of narcolepsy within a few months of disease onset are,
is the case, it is likely that the process is only reversible prior to
at present, extremely rare. It may also be interesting to explore the
near complete ablation of cells. Studies in young children near the
effect of other immunomodulatory treatments, for example those
abrupt onset of symptoms and presumed disease onset (typically
3 months to 1 year) indicate that, in most cases, CSF hypocretin-
The mode of action of IVIg on these symptoms will also need
1 levels are undetectable or very low at the time of presentation,
to be studied further. IVIg therapy is believed to act by clearing
even when the subject does not have cataplexy.78,94,95 This unfor-
autoantibodies, yet most attempts at detecting such pathogenic
tunately suggests that symptoms only appear after the majority of
antibodies in human narcolepsy have failed.100,101 A notable ex-
the cell population is destroyed. Indeed, rat studies indicate that a
ception may be the recent report of Smith et al,102 who found that
70% cell loss only results in a 50% decrease in CSF hypocretin-1,
passive transfer of immunoglobulin from a patient with narcolep-
suggesting compensation in cases of partial cell loss.96 However,
sy into mice may result in secondary M3 cholinergic hypersen-
it is also possible that the loss of CSF hypocretin-1 is a reflection
sitivity (central cholinergic hypersensitivity is one of most well-
of decreased cell function without actual cell death and that the
documented characteristics of canine narcolepsy)103,104 in bladder
destruction can still be partially reversed at this early stage with
However, the IVIg mixture is complex, and modulation of oth-
To address this issue, we first attempted to reverse narcolepsy
er arms of the immune system is possible. It remains possible that
using prednisone in an 8-year-old child with an abrupt onset 3
the mode of action of immune-modulatory drugs is symptomatic,
months prior to diagnosis.94 The child had already undetectable
as experiments at the University of California Los Angeles, in
CSF hypocretin-1 (normal CSF protein, CSF cell count and fluid-
hcrtr2-mutated canines (presumably without autoimmune ab-
attenuated inversion recovery magnetic resonance imaging), no
normalities) also suggest a paradoxical preventive effects on the
cataplexy, and a positive Multiple Sleep Latency Test. Prednisone
development of cataplexy.105 To address this issue, studying the
was selected as a broad cell-mediated and antibody-mediated im-
effect of plasmapheresis, another treatment for antibody-medi-
munosuppressant. Repeat Multiple Sleep Latency Test and CSF
ated diseases, may provide further answers. We recently reported
evaluation were performed after 3 weeks, but no clinical improve-
a case in which plasmapheresis had some temporary efficacy in
ment was noted. This child now has developed cataplexy that is
an adult with hypocretin deficiency, unusually severe cataplexy,
controlled by venlafaxine and modafinil. A similar prednisone
and late onset at age 60.106 Whether immune modulation close to
trial was also performed in a hypocretin-deficient narcoleptic dog
the onset and associated preventive measures, such as the moni-
(Weimaraner) diagnosed 2 weeks after an abrupt onset, with simi-
toring of children at risk (eg, family members with the disease
HLA haplotype), as performed in with type I diabetes107 in Scan-
In a patient with recent-onset cataplexy, combining IV immu-
dinavia, will one day prove feasible, remains to be seen.
noglobulins (IVIg) and prednisone reduced cataplexy and sleepi-ness subjectively, but the patient was unable to continue treat-
CONCLUSION
ment.97 Dauvilliers et al98 and Zuberi et al99 studied 4 additional patients each with IVIg alone; 6 with recent onset, 2 with more-
In conclusion, the treatment of human narcolepsy is rapidly
distant disease onset. Four monthly treatments using 2 g/kg over
evolving. Much progress has recently been made through the im-
2 days were typically performed. Subjective effects on sleepiness
provement of currently available symptomatic therapies that en-
and/or cataplexy were observed in recent-onset cases but not in
hance monoaminergic signaling. Novel stimulants and hypnotics
established narcolepsy cases (defined as onset of more than a few
are being developed and may further benefit narcoleptic patients.
years). Side effects were mild and included short-lasting fever in
More exciting, however, may be the hypocretin-based therapies
some cases. Most notably, in the Dauvilliers study,98 cataplexy
that are being designed. The most promising avenues include
was significantly reduced and anticataplectic drugs were no lon-
hypocretin agonists and hypocretin cell transplantation therapies,
ger needed 9 months after ending the IVIg treatment, suggesting
but these modalities are most likely decades away. Recent results
using IVIg, although preliminary, also suggest the possibility of
Problematically, however, all the reported effects were subjec-
early intervention to limit disease progression, if associated with
tive. Repeat CSF hypocretin-1 measurements in the Dauvilliers
Novel Narcolepsy Therapies—Mignot and Nishino
ACKNOWLEDGMENT
syndromes in Orexin receptor-2 and Orexin null mice: molecular genetic dissection of Non-REM and REM sleep regulatory pro-
This work was supported by NIH NS 23724, NS33797 to E.
Mignot. All our thanks to Dr. Wynne Chen and Mali Einen for
20. Nishino S, Arrigoni J, Shelton J, Dement WC, Mignot E. Desmeth-
yl metabolites of serotonergic uptake inhibitors are more potent for suppressing canine cataplexy than their parent compounds. Sleep
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Novel Narcolepsy Therapies—Mignot and Nishino
Közlemény A Magyar Antidopping Csoport szorosan együttműködve a magyar sportolókkal, és a hazai sportszervezetekkel, tájékoztatást kíván adni, a WADA 2009. október 1-én nyil-vánosságra hozott, 2010. évi új Tiltólistájáról. A változások részletesen megtalálhatók awww.wada-ama.org, illetve a www.antidopping.hu honlapokon. Kiemelt változásoK a 2010-es tiltólistá
Primary Tracheomalacia T h o m a s H . Cogbill, M . D . , Frederick A . M o o r e , M . D . , Frank J . A c c u r s o , M . D . , a n d J o h n R. Lilly, M . D . ABSTRACT Tracheomalacia is a rare congenital malformation of the tracheobronchial cartilages in cheomalacia have been seen at our institution which the supporting cartilaginous rings permit ex-over the past four years. The clinical sym